Fall 2007 Basic Education Catalog
Fall 2007 Basic Education Catalog
Candidates must not give or receive assistance of any kind during the examination. Any cheating, any attempt to cheat, assisting others to cheat, or participating therein, or engaging in such improper conduct as listed below is a serious violation and will generally result in the SOA disqualifying the candidate's paper, and such other disciplinary action as may be deemed appropriate. Disqualifying an exam means that the exam will not be graded. Candidates have agreed in their applications for examination to be bound by the rules and regulations governing the examinations.
Examples of improper conduct:
The E&E Committee of the SOA will pursue any evidence that a candidate has cheated or failed to follow examination rules, either in letter or spirit. Any irregularity or suspected violation will be investigated. When a violation is confirmed, disciplinary actions may include, but are not limited to, disqualification of the candidate's examination paper and a prohibition against writing SOA examinations for a specified period. The SOA rules and regulations concerning examination administration, including disciplinary action, are comprised of the information in this section, as well as the information in the Instructions to Candidates mailed with the Tickets of Admission, the information on the covers of examination booklets, and the material read by the supervisors during each examination administration. All candidates, on their applications for examinations, are required to read and sign the following statement:
“I have read the rules and regulations concerning the examination(s) for which I am applying, and agree to be bound by them. I also agree that the results of any examination(s) which I take, and any action taken as a result of my conduct (such as an irregularity, violation or cheating, and any hearings thereon) may, at the sole discretion of the SOA, be disclosed to any other bona fide actuarial organization that has a legitimate interest in such results and/or action.”
The SOA may, at its sole discretion, disclose to any other bona fide actuarial organization having a legitimate interest, information on the identity of any candidates determined to have committed a serious examination violation (those for which the penalty is greater than the simple disqualification/nullification of the examination), and the specific penalties imposed on those candidates.
Where an actuarial organization with which the SOA has a direct working relationship invokes a penalty against a candidate for an examination–related violation on an examination for which the SOA is not a joint sponsor or administrator, the SOA will invoke the same penalty on the candidate with respect to writing any SOA examinations.
Candidates will have the right to appeal the SOA's application of the disciplinary decision of another actuarial organization. Where a candidate makes such an appeal, the SOA will request the transfer of the appropriate disciplinary case files, including all direct evidence, from the other organization to the SOA for disposition of the appeal under the general provisions of the SOA disciplinary process.
If a candidate appeals an SOA examination-related disciplinary penalty to another actuarial organization invoking the same penalty based on the reciprocal agreement, the SOA will provide the relevant disciplinary case files upon receipt of formal written request from the organization, subject to the applicable SOA policies and procedures (and respecting the legitimate protection of the SOA attorney/client privileged communication). The candidate will be required to acknowledge that the appeal requires the exchange of the confidential information between the SOA and the other organization, and must provide written authorization for the release of the information to the other organization.
These standards may seem stricter than those to which candidates are accustomed in other examination environments. The SOA maintains these strict standards because the examinations are such a significant part of a candidate's career. Therefore, equitable administration of the examinations and enforcement of the highest standards of conduct cannot be emphasized too strongly. The conduct of the majority of candidates for the SOA examinations is of the highest quality.
Candidates who desire a copy of the full procedures followed in disciplinary cases should send a written request to the Ombudsperson at the SOA office address.