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The Impact of Investment Advice Regulations on Personal Actuaries

Research Projects – Finance/Investment


This paper examines state and federal regulations that may pose a competitive disadvantage for actuaries providing personal investment advice.

The report was initiated by the Task Force on the Personal Actuary and written by Teresa Russ Winer, FSA and Carl Westman, FSA, CFA. Funding was provided by the SOA's Committee on Finance Research.

The Impact of Investment Advice Regulations on Personal Actuaries

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